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PARTICULARS OF SHAREHOLDING OF THE TOP 10 ORDINARY
SHAREHOLDERS OF THE BANK（As at 30 June 2022）
Unit: Share
Name of
shareholder |
Nature of
shareholder |
Class of
shares |
Increase/
decrease of
shares during
the reporting
period |
Number of
shares
held at
the end of
reporting
period |
Shareholding
percentage
(%) |
Number of
pledged
or locked-up
shares |
| Huijin |
State-owned |
A Share |
- |
123,717,852,951 |
34.71 |
None |
| MOF |
State-owned |
A Share |
- |
110,984,806,678 |
31.14 |
None |
HKSCC
Nominees
Limited(5) |
Foreign legal
person |
H Share |
-2,838,368 |
86,151,286,181 |
24.17 |
Unknown |
| SSF(6) |
State-owned |
A Share |
- |
12,331,645,186 |
3.46 |
None |
Ping An Life
Insurance
Company of
China, Ltd. —
Traditional —
Ordinary
insurance
products |
Other entities |
A Share |
-736,135,000 |
2,951,195,676 |
0.83 |
None |
China
Securities
Finance
Co., Ltd. |
State-owned
legal person |
A Share |
- |
2,416,131,540 |
0.68 |
None |
Hong Kong
Securities
Clearing
Company
Limited(7) |
Foreign legal
person |
A Share |
315,904,263 |
1,702,355,929 |
0.48 |
None |
Central Huijin
Asset
Management
Co., Ltd. |
State-owned
legal person |
A Share |
- |
1,013,921,700 |
0.28 |
None |
China Life
Insurance
Company
Limited —
Traditional —
Ordinary
insurance
products —
005L —
CT001 Hu |
Other entities |
A Share |
247,925,138 |
683,836,023 |
0.19 |
None |
Taiping Life
Insurance
Co., Ltd. |
State-owned
legal person |
A Share |
291,056,026 |
458,853,272 |
0.13 |
None |
Notes: (1) The above data are based on the Bank’s register of shareholders as at 30 June 2022.
(2) The Bank had no shares subject to restrictions on sales.
(3) HKSCC Nominees Limited is a wholly-owned subsidiary of Hong Kong Securities Clearing Company Limited. Central Huijin Asset Management Co., Ltd. is a wholly-owned subsidiary of Central Huijin Investment Ltd. Save as disclosed above, the Bank is not aware of any connected relations or concert party action among the afore-mentioned shareholders.
(4) Except to the extent unknown to HKSCC Nominees Limited, the top 10 shareholders of the Bank did not participate in any margin trading, short selling or refinancing business.
(5) The number of shares held by HKSCC Nominees Limited at the end of the period refers to the total H shares held by it as a nominee on behalf of all institutional and individual investors registered with accounts opened with HKSCC Nominees Limited as at 30 June 2022, which included H shares of the Bank held by National Council for Social Security Fund, Ping An Asset Management Co., Ltd. and Temasek Holdings (Private) Limited.
(6) According to the Notice on Comprehensively Transferring Part of State-Owned Capital to Fortify Social Security Funds (Cai Zi [2019] No. 49), MOF transferred 12,331,645,186 A shares to the state-owned capital transfer account of National Council for Social Security Fund in a lump sum in December 2019. According to the relevant requirements under the Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-Owned Capital to Fortify Social Security Funds (Guo Fa [2017] No. 49), National Council for Social Security Fund shall perform the obligation of more than 3-year lock-up period as of the date of the receipt of transferred shares. At the end of the reporting period, according to the information provided by National Council for Social Security Fund to the Bank, National Council for Social Security Fund also held 7,946,049,758 H shares of the Bank and 20,277,694,944 A and H shares in aggregate, accounting for 5.69% of the Bank’s total ordinary shares.
(7) The number of shares held by Hong Kong Securities Clearing Company Limited at the end of the period refers to the total A shares (Northbound shares of the Shanghai-Hong Kong Stock Connect) held by it as a nominal holder designated by and on behalf of Hong Kong and foreign investors as at 30 June 2022.
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