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PARTICULARS OF SHAREHOLDING OF THE TOP 10 ORDINARY
SHAREHOLDERS OF THE BANK
Unit: Share
| Name of shareholder |
Nature of shareholder |
Class of shares |
Increase/ decrease of shares as compared to the end of last year |
Shares held at the end of the period |
Shareholding percentage(%) |
Number of pledged/ locked-up/ marked shares |
| Central Huijin Investment Ltd. |
State-owned |
A Share |
- |
124,004,660,940 |
34.79 |
None |
| Ministry of Finance of the People’s Republic of China |
State-owned |
A Share |
- |
110,984,806,678 |
31.14 |
None |
| HKSCC Nominees Limited(5) |
Foreign legal person |
H Share |
14,635,257 |
86,158,755,863 |
24.17 |
Unknown |
| National Council for Social Security Fund(6) |
State-owned |
A Share |
- |
12,331,645,186 |
3.46 |
None |
| Hong Kong Securities Clearing Company Limited(7) |
Foreign legal person |
A Share |
597,154,210 |
2,850,997,465 |
0.80 |
None |
| China Securities Finance Co., Ltd. |
State-owned legal person |
A Share |
- |
2,416,131,540 |
0.68 |
None |
| Central Huijin Asset Management Co., Ltd. |
State-owned legal person |
A Share |
- |
1,013,921,700 |
0.28 |
None |
| ICBC — SSE 50 Exchange Traded Securities Investment Funds(8) |
Other entities |
A Share |
159,718,100 |
586,977,295 |
0.16 |
None |
| Industrial and Commercial Bank of China — Huatai-PB CSI 300 ETF(9) |
Other entities |
A Share |
116,934,400 |
378,709,457 |
0.11 |
None |
| Hexie Health Insurance Co., Ltd. — Universal insurance products |
Other entities |
A Share |
-10,300,000 |
362,132,300 |
0.10 |
None |
Notes:
(1) The above data are based on the Bank’s register of shareholders as at 31 March 2024.
(2) The Bank had no shares subject to restrictions on sales.
(3) HKSCC Nominees Limited is a wholly-owned subsidiary of Hong Kong Securities Clearing Company Limited. Central Huijin Asset Management Co., Ltd. is a wholly-owned subsidiary of Central Huijin Investment Ltd. Save as disclosed above, the Bank is not aware of any connected relations or acting-in-concert relations among the aforementioned shareholders.
(4) Except to the extent unknown to HKSCC Nominees Limited, the top 10 shareholders of the Bank did not participate in any margin trading, short selling or refinancing business.
(5) The number of shares held by HKSCC Nominees Limited at the end of the period refers to the total H shares held by it as a nominee on behalf of all institutional and individual investors registered with accounts opened with HKSCC Nominees Limited as at 31 March 2024, which included H shares of the Bank held by National Council for Social Security Fund .
(6) According to the Notice on Comprehensively Transferring Part of State-Owned Capital to Fortify Social Security Funds (Cai Zi [2019] No. 49), Ministry of Finance of the People’s Republic of China transferred 12,331,645,186 A shares to the state-owned capital transfer account of National Council for Social Security Fund in a lump sum in December 2019. According to the relevant requirements under the Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-Owned Capital to Fortify Social Security Funds (Guo Fa [2017] No. 49), National Council for Social Security Fund shall perform the obligation of more than 3-year lock-up period as of the date of the receipt of transferred shares. At the end of the reporting period, according to the information provided by National Council for Social Security Fund to the Bank, National Council for Social Security Fund also held 6,738,200,180 H shares of the Bank and 19,069,845,366 A and H shares in aggregate, accounting for 5.35% of the Bank’s total ordinary shares.
(7) The number of shares held by Hong Kong Securities Clearing Company Limited at the end of the period refers to the total A shares (Northbound shares of the Shanghai-Hong Kong Stock Connect) held by it as a nominal holder designated by and on behalf of Hong Kong and foreign investors as at 31 March 2024.
(8) “ICBC — SSE 50 Exchange Traded Securities Investment Funds” are securities investment funds raised as approved by CSRC Zheng Jian Ji Jin Zi [2004] No. 196 Document dated 22 November 2004, with China Asset Management Co., Ltd. as the fund manager and ICBC as fund custodian.
(9) The “Industrial and Commercial Bank of China Limited — Huatai-PB CSI 300 ETF” is a securities investment fund approved by CSRC in CSRC Document [2012] No. 392 dated 23 March 2012. Huatai-PineBridge Fund Management Co., Ltd. acts as the fund manager and ICBC acts as the fund custodian.
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